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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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