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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PR App 3.1

As Published: 2005

PR App 3.1

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly