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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company