Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COLL 4.4 Meetings of Unitholders and service of notices

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 13.3 Investment Services and Activities

COLL 3.3 Units

GEN 4.2 Purpose

DTR 1A.1 Application and purpose (Transparency rules)

MAR 4.1 Application and Purpose

PERG 8.28 Advice or information

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

PERG 10.2 General issues

CASS 6.2 Holding of client assets

MIPRU 3.2 Professional indemnity insurance requirements

DISP 1.9 Complaints record rule

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation