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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

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DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

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SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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