Search Result

501 - 520 of 1150 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

As Published: 2007

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction