Search Result

461 - 480 of 1154 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts