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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR App 1.1

As Published: 2005

PR App 1.1

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate