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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction