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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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