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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

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PR App 3.1

COBS 20.2 Treating with-profits policyholders fairly

MCOB 5.5 Provision of illustrations

PR 3.1 Approval of prospectus

MCOB 1.2 General application: who? what?

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REC 3.4 Key individuals and internal organisation

MCOB 6.9 Regulated sale and rent back agreements

ICOBS 8.1 Insurers: general

ICOBS 4.1 General requirements for insurance intermediaries

APER 4.7 Statement of Principle 7

SUP App 3.6 Freedom to provide services

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading