Search Result

561 - 580 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate