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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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