Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

…

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 10.2 General issues

DEPP 6.1 Introduction

DEPP 2.1 Statutory notices

DTR 1.5 Fees, market abuse safe harbours and sanctions

FEES 4.1 Introduction

COLL 8.3 Investor relations

REC 3.24 Transfers of ownership

REC 6.8 Powers to supervise

SYSC 9.1 General rules on record-keeping

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 16.6 Compliance reports

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 14.8 Financial promotions

COLL 4.7 Key investor information and marketing communications

TC 2.1 Assessing and maintaining competence

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation