Search Result

461 - 480 of 1035 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR App 2.1

As Published: 2005

LR App 2.1

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction