Search Result

21 - 40 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application