Search Result

841 - 860 of 1211 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

LR 19.1 Application

As Published: 2005

LR 19.1 Application