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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

APER 1.1A Application

As Published: 2013

APER 1.1A Application

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters