Search Result

141 - 160 of 1069 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision