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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE