Search Result

121 - 140 of 1189 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

…

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

…

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

…

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

…

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…