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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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