Search Result

701 - 720 of 900 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7