Search Result

441 - 460 of 937 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

…

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

…

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

…

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

…