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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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PERG 8.5 In the course of business

REC 6.3 Recognition requirements

CREDS 7.2 General requirements concerning lending policy

SUP 13.3 Establishing a branch in another EEA State

SUP 15.7 Form and method of notification

COLL 8.4 Investment and borrowing powers

MCOB 2.8 Record keeping

MCOB 5.7 Business loans

REC 4.5 FCA supervision of action by UK RIEs under their default rules

DTR 1.5 Fees, market abuse safe harbours and sanctions

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

DISP App 1.3 Remortgaging

BIPRU 7.8 Securities underwriting

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

CASS 5.2 Holding money as agent of insurance undertaking

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

FEES 1.1 Application and Purpose

BIPRU 9.5 Synthetic securitisation