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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 17.1 Application

As Published: 2005

LR 17.1 Application

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market