Search Result

261 - 280 of 932 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application