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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information