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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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Effective Period

Similar To

SYSC 6.1 Compliance

SUP 6.5 Ending authorisation

BIPRU 12.8 Cross-border and intra-group management of liquidity

DEPP 7.2 Interviews

COLL 5.1 Introduction

SUP 16.17 Remuneration reporting

PR 2.5 Omission of information

GEN 4.3 Letter disclosure

BIPRU 8.6 Consolidated capital resources

PR App 3.1

FEES 7.2 The CFEB levy

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order