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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments