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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent