Search Result

601 - 620 of 1022 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer