Search Result

461 - 480 of 1175 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition