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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3