Search Result

481 - 500 of 1114 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending