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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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