Search Result

241 - 260 of 1091 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

…

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

…

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…