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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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Similar To

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 14.3 Continuing obligations

CREDS 2.2 General provisions

MCOB 2.7A E-Commerce

REC 6.2 Applications

PERG 5.2 Introduction

REC 2.14 Rules and consultation

COBS 15.5 Special situations

LR 8.4 Role of a sponsor: transactions

SUP 16.9 Appointed representatives annual report

PERG 8.5 In the course of business

RCB 3.6 Fees and other matters

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order