Search Result

141 - 160 of 982 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general