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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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Similar To

PERG 8.17A Financial promotions concerning insurance mediation activities

BIPRU 12.7 Liquid assets buffer

BIPRU 7.5 Foreign currency PRR

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

FEES 5.3 The general levy

LR 13.2 Approval of circulars

LR 5.1 Suspending listing

COBS 11.6 Use of dealing commission

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

SUP 16.11 Product Sales Data Reporting

BIPRU 5.6 Master netting agreements

LR 13.3 Contents of all circulars

DISP 3.1 Purpose, interpretation and application

DISP App 3.5 Re-assessing rejected claims

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 13.2 Purpose

PERG 16.6 Exclusions

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.4A Activities relating to regulated sale and rent back agreements