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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose