Search Result

781 - 800 of 1006 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions