Search Result

661 - 680 of 951 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

…

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

…

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

…

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

APER 1.1A Application

As Published: 2013

APER 1.1A Application

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

…

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

…

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

…

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…