Search Result

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

…

TC App 5.1

As Published: 2010

TC App 5.1

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 14.3 Activities relating to home reversion plans

COLL 1.1 Applications and purpose

FEES 6.1 Application

SUP 17.4 Information in transaction reports

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

CASS 5.6 Client money distribution

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SYSC 13.6 People

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 3.2 Purpose

PERG 8.5 In the course of business

PERG 2.3 The business element

LR 8.2 When a sponsor must be appointed or its guidance obtained

COBS 12.4 Research recommendations: required disclosures

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers