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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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