Search Result

461 - 480 of 932 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business