Search Result

461 - 480 of 1117 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity