Search Result

341 - 360 of 1181 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act