Search Result

301 - 320 of 1006 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions