Search Result

1021 - 1040 of 1122 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure